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Genotypes and resultant AAT levels drive increased risk of irreversible lung damage1,2

 

  • In individuals without alpha-1 antitrypsin deficiency (AATD) (MM genotype), normal alpha-1 antitrypsin (AAT) levels are between 20 to 53 µM3
  • Pathogenic variants of the SERPINA1 gene reduce circulating AAT protein4
  • AAT levels vary across genotypes and span a spectrum of severity3,5
  • Reduced AAT levels increase vulnerability to faster progression such as loss of lung function over time1,6
  • Behavioral, environmental, and physiologic factors can further influence this risk6-9

AATD risk assessment begins with defining the underlying genetics1,5

AATD is caused by pathogenic variants of SERPINA1, the gene that encodes the AAT protein. Key alleles include1,4:

M allele
(Baseline, normal function)1,5

  • Produces normal, functional AAT
  • Not associated with increased lung or liver risk
  • Most common allele in the general population

S allele
(Mild to moderate deficiency)1,5

  • Produces less AAT than M, but significantly more than Z
  • Polymerizes slowly, so liver involvement is uncommon
  • Lung risk increases when paired with Z (eg, SZ genotype)

Z allele
(Highest clinical impact)1,5

  • Severely reduced circulating AAT levels
  • Misfolded AAT accumulates in hepatocytes, contributing to liver injury
  • ZZ individuals have the highest risk for both lung disease and liver complications
  • Most common disease-causing variant

Q0/Null allele
(No AAT production)1,5

  • No detectable AAT in circulation
  • High lung risk due to complete absence of AAT
  • Not associated with liver disease because no misfolded protein accumulates

The risks of AATD fall on a spectrum of severity3,5
 

Risk Spectrum

 

MM

MZ 

SZ

ZZ 

Normal5

Mild to moderate AAT deficiency5

Moderate AAT deficiency3,5

Severe AAT deficiency5

Plasma AAT Levels

20-53 µM3

15-42 µM3

10-23 µM3

3.4-7 µM3

Mechanism

  • Balanced AAT and neutrophil elastase activity4
  • Variable AAT protection and intermittent unopposed neutrophil elastase1,5
  • MZ individuals who smoke have a significantly increased risk for impaired lung function vs MZ nonsmokers10
  • More frequent imbalance between AAT and neutrophil elastase1,3,5
  • Persistent imbalance between AAT and neutrophil elastase1,5

Implication

  • No AATD lung/liver disease5
  • Increased elastin degradation markers1,5
  • Faster lung function/density decline vs MM1
  • Increased risk of emphysema3
  • Increased vasculitis and other inflammatory activity1,11
  • Increased protease activity—could lead to destruction of elastin1,5
  • High risk of emphysema1,3
  • Neutrophilic airway inflammation12
  • Hepatic involvement12

Key Takeaway

  • Normal, no AATD5
  • Variable protection, some increased risk1,5
  • Intermediate protection, increased risk3,13
  • Minimal protection, maximum risk3,5

The lower AAT levels are, the higher the risk of AATD-associated emphysema3

Historically, protective AAT levels have been benchmarked at 11 µM. However, the normal range is 20-53 µM.3,11

Bar chart showing typical range of AAT levels and associated relative emphysema risk by genotype, with a callout defining normal AAT levels in the MM genotype as 20 to 53 µM

Data from Mulkareddy V et al. Am J Med Sci. 2024;368(1):1-8.
aAAT levels may also be measured in mg/dL.
Risk is multifactorial and can be influenced by lifestyle and environmental factors.7

Genotype is a determinant of risk, and all intermediate and severe genotypes carry potential risk.3

Besides genotype, other factors can contribute to risk in AATD1,6-8

Additional risk factors include6-8:

Cigarette icon

Behavioral

Smoking

Air pollution icon

Environmental

Air pollution, occupational inhalants

Icon of man coughing

Pathophysiologic

Respiratory infections

 

Smoking can significantly accelerate the rate of lung decline in patients with AATD9

Bar chart with whiskers showing lung function range in MM and MZ patients by smoking status

Figure adapted from Molloy K et al. Am J Respir Crit Care Med. 2014;189(4):419-427.
bIncluded 99 individuals with MM genotype and 89 individuals with MZ genotype.

In MZ individuals, FEV1 was significantly lower in ever-smokers compared with never-smokers9

  • Never-smoker was defined as less than 20 packs of cigarettes, with 12 oz of tobacco in a lifetime, or less than 1 cigarette a day for 1 year9
  • Approximately 2% to 3% of the Caucasian population is born with the MZ genotype1
Lung icon

Consequences of AATD

AATD may lead to a poor prognosis with increased exacerbations and shorter lifespan.13-16

DNA icon representing genetics

Testing & Management

Guidelines recommend testing all patients with COPD for AATD.1,17,18

AAT=alpha-1 antitrypsin; AATD=alpha-1 antitrypsin deficiency; COPD=chronic obstructive pulmonary disease; FEV1=forced expiratory volume in 1 second.

References: 1. American Thoracic Society/European Respiratory Society Statement: Standards for the Diagnosis and Management of Individuals with Alpha-1 Antitrypsin Deficiency. Am J Respir Crit Care Med. 2003;168(7):818-900. 2. Meseeha M, Sankari A, Attia M. Alpha-1 antitrypsin deficiency. In: StatPearls [Internet]. StatPearls Publishing; August 17, 2024. Accessed April 14, 2026. https://www.ncbi.nlm.nih.gov/books/NBK442030/ 3. Mulkareddy V, Roman J. Pulmonary manifestations of alpha 1 antitrypsin deficiency. Am J Med Sci. 2024;368(1):1-8. 4. Cazzola M, Stolz D, Rogliani P, Matera MG. α1-Antitrypsin deficiency and chronic respiratory disorders. Eur Respir Rev. 2020;29(155):190073. doi:10.1183/16000617.0073-2019 5. Feitosa PHR, de Oliveira Castellano MVC, da Costa CH, et al. Recommendations for the diagnosis and treatment of alpha-1 antitrypsin deficiency. J Bras Pneumol. 2024;50(5):e20240235. doi:10.36416/1806-3756/e20240235 6. Wang T, Shuai P, Wang Q, et al. α‑1 Antitrypsin is a potential target of inflammation and immunomodulation (Review). Mol Med Rep. 2025;31(4):107. doi:10.3892/mmr.2025.13472 7. Torres-Durán M, Lopez-Campos JL, Barrecheguren M, et al. Alpha-1 antitrypsin deficiency: outstanding questions and future directions. Orphanet J Rare Dis. 2018;13(1):114. doi:10.1186/s13023-018-0856-9 8. Kokturk N et al. Lung inflammation in alpha‑1‑antitrypsin deficient individuals with normal lung function. Respir Res. 2023;24(1):40. 9. Molloy K, Hersh CP, Morris VB, et al. Clarification of the risk of chronic obstructive pulmonary disease in α1-antitrypsin deficiency PiMZ heterozygotes. Am J Respir Crit Care Med. 2014;189(4):419-427. 10. McElvaney GN, Sandhaus RA, Miravitlles M, et al. Clinical considerations in individuals with α1-antitrypsin PI*SZ genotype. Eur Respir J. 2020;55(6):1902410. doi: 10.1183/13993003.02410-2019 11. Stoller JK, Aboussouan LS. A review of α1-antitrypsin deficiency. Am J Respir Crit Care Med. 2012;185(3):246-259. 12. Turino GM, Barker AF, Brantly ML, et al. Clinical features of individuals with PI*SZ phenotype of alpha 1-antitrypsin deficiency. Alpha 1-Antitrypsin Deficiency Registry Study Group. Am J Respir Crit Care Med. 1996;154(6)(pt 1):1718-1725. 13. Vijayasaratha K, Stockley RA. Reported and unreported exacerbations of COPD: analysis by diary cards. Chest. 2008;133(1):34-41. 14. Donaldson GC, Seemungal TA, Patel IS, Lloyd-Owen SJ, Wilkinson TM, Wedzicha JA. Longitudinal changes in the nature, severity and frequency of COPD exacerbations. Eur Respir J. 2003;22(6):931-936. doi:10.1183/09031936.03.00038303 15. Wahlin S, Widman L, Hagström H. Epidemiology and outcomes of alpha-1 antitrypsin deficiency in Sweden 2002-2020: a population-based cohort study of 2286 individuals. J Intern Med. 2025;297(3):300-311. 16. Stoller JK, Tomashefski J Jr, Crystal RG, et al. Mortality in individuals with severe deficiency of alpha1-antitrypsin: findings from the National Heart, Lung, and Blood Institute Registry. Chest. 2005;127(4):1196-1204. 17. Global Initiative for Chronic Obstructive Lung Disease. GOLD Report. Accessed April 14, 2026. https://goldcopd.org 18. Sandhaus RA, Turino G, Brantly ML, et al. The diagnosis and management of alpha-1 antitrypsin deficiency in the adult. Chron Obstr Pulm Dis. 2016;3(3):668-682.

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